Castle
13F-HR - Castle Rock Wealth Management, LLC (0001727605) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by Castle Rock Wealth Management, LLC....
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David
13F-HR - David J Yvars Group (0001836266) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by David J Yvars Group....
Lincoln
13F-HR - Lincoln Capital LLC (0001633862) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by Lincoln Capital LLC....
Successful
13F-HR - Successful Portfolios LLC (0001721780) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by Successful Portfolios LLC....
Bill
13F-HR - Bill Few Associates, Inc. (0001914644) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by Bill Few Associates, Inc.....
i3
i3 Verticals amends credit agreement
The company entered into an amended and restated credit agreement, extending the revolving credit facility maturity date. Market relevance: Indicates ...
CYPRESS
13F-HR - CYPRESS FINANCIAL PLANNING LLC (0001937021) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by CYPRESS FINANCIAL PLANNING LLC....
Systrade
13F-HR - Systrade AG (0001818160) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by Systrade AG....
CAMELOT
13F-HR - CAMELOT TECHNOLOGY ADVISORS, INC. (0002021818) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by CAMELOT TECHNOLOGY ADVISORS, INC.....
Shulman
13F-HR - Shulman DeMeo Asset Management LLC (0001767070) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by Shulman DeMeo Asset Management LLC....
Vaxcyte,
Vaxcyte to sell $1.2B in securities and notes
Vaxcyte entered an agreement to sell $1.2 billion in common stock and warrants, along with $500 million in convertible notes. This capital raise is si...
THRYVE
13F-HR - THRYVE WEALTH MANAGEMENT LLC (0002113283) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by THRYVE WEALTH MANAGEMENT LLC....
T
T Stamp to sell up to $10M in common stock via agent Maxim Group
T Stamp Inc. entered into an agreement with Maxim Group LLC to sell shares of common stock, utilizing its existing registration statement. The offerin...
Draper
13F-HR - Draper Asset Management, LLC (0001847921) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by Draper Asset Management, LLC....
STANDARD
SMP appoints Interim CFO effective Oct 30
Standard Motor Products CFO Nathan Iles resigned effective Oct 30 and will be replaced by former CFO James Burke. The company announced a conference c...
MSGS
Cohen appointed director of MSGS Spinco
Joseph M. Cohen was appointed to the Company's Board and committees effective Oct. 9, 2026....
AVITY
13F-HR - AVITY INVESTMENT MANAGEMENT INC. (0000926834) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by AVITY INVESTMENT MANAGEMENT INC.....
Bullock
13F-HR - Bullock Wealth Management Group (0002067581) (Filer)
Institutional holdings report (13F-HR) for the period ended 2026-09-30 filed by Bullock Wealth Management Group....
HYDROFARM
Hydrofarm Q3 net sales up 10.9%
Hydrofarm reported higher quarterly revenue driven by increased net sales, an encouraging sign for the company's current performance and sales momentu...
SARATOGA
Saratoga Investment Corp. amends credit agreement
Saratoga Investment Funding II LLC amended its credit agreement with lenders, effective October 8, 2026, to increase the facility amount and modify te...